Junior Compliance Officer (Berlin, Germany)

Junior Compliance Officer

Company Overview

Our mission is to enable everyone to build wealth. We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Over the past few years, our client base has grown to over 4.5 million, and client assets have grown to over €30 billion. We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.

Job Summary

We are strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.

Key Responsibilities

• Support day-to-day compliance activities aligned with BaFin regulatory requirements.
• Assist in monitoring investment products and processes.
• Contribute to the Compliance Monitoring Program (CMP) by preparing reports, collecting data, and following up on findings.
• Provide compliance input on current and upcoming products and services across the business.
• Participate in cross-functional compliance projects, gaining hands-on experience and supporting regulatory change implementation.
• Support senior colleagues in reviewing higher-risk or complex financial promotions to ensure compliance.
• Help maintain up-to-date compliance policies and procedures, ensuring effective implementation.

Requirements / Qualifications

• Ideally some experience in compliance, preferably within the financial services or investment sector.
• A degree in Law, Finance, or a related discipline, or an equivalent qualification.
• A strong interest in regulatory compliance and the financial services industry.
• Excellent communication and interpersonal skills.
• Ability to work well under pressure, adapt quickly, and learn on the job.

Location

Berlin, Germany, Remote: False

Employment Type

Full Time

Salary & Benefits

Challenges that will help you grow and realize your potential fast. Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth. Work with smart, spirited, helpful, high-performing colleagues with a common goal. An environment where nothing is set in stone. Appreciation for your talent and ideas. Generous remuneration package

Application Process

Are you ready to accelerate your career with us? We'd love to hear from you! We thank all applicants, but only candidates selected for an interview will be contacted. All personal data of applicants is protected by the law and will be treated with strict confidentiality.